SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources
Affects: Broker-dealers and registered investment advisers who participate in securities trading and are subject to SEC oversight through the Consolidated Audit Trail reporting requirements.
Source Agency
SEC
Published
Tuesday, June 2, 2026
Detected by RegAxis
Jun 2, 2026
RegAxis Alerts
Want alerts the moment new changes drop?
RegAxis monitors SEC, FINRA, and NAIC in real time and delivers a plain-language briefing the moment something moves. Never miss a rule change that could cost you a compliance review.
Get RegAxis →