The first 100 RIAs lock in $49/mo for life.
After that, $149/mo.
RegAxis monitors SEC press releases, FINRA enforcement, and NAIC bulletins in real time — and sends you an alert the moment something touches your firm. Founding members lock in the early-access rate permanently.
Every Monday, a curated summary of SEC, FINRA, and NAIC actions from the previous week — free, no account needed.
Questions
Common questions
What happens when 100 seats are gone?
The founding rate closes permanently. New signups after seat 100 will pay the standard $149/mo Solo RIA price. There's no waitlist for the $49 rate — it's first come, first served. Founding members keep $49/mo forever.
Can I cancel anytime?
Yes. Cancel from your Stripe billing portal at any time — no contracts, no phone calls required. Your access continues through the end of the billing period. If you cancel and later want to rejoin, you'll pay the current price, not the founding rate.
Does the $49/mo rate cover everything?
Yes. $49/mo includes everything in the Solo RIA tier — SEC monitoring, one state insurance board, email alerts, AI summaries, and disclosure drafts. Future feature additions go to all paid tiers including founding. The only things not included are Small Firm or Enterprise-tier add-ons (multi-seat, FINRA+NAIC, Slack, etc.) which are priced separately.
Which regulators does RegAxis watch?
SEC press releases (official RSS), FINRA newsroom (HTML scraped every 15 min), and NAIC newsroom (HTML scraped). All data comes from official public sources — no third-party aggregators. Coverage runs continuously. Within 15 minutes of a public release, you have an alert if it affects your firm type.
How does the 14-day trial work?
Start monitoring immediately at no charge. After 14 days, your $49/mo founding rate kicks in automatically. Cancel before the 14 days are up and you're never charged — no questions asked. The founding rate is still locked to your seat; if you return after a brief pause, the rate is honored.